Cascadia Capital, LLC has developed a Business Continuity Plan describing how we will
respond to events that signiﬁcantly disrupt our business. With that in mind, we are providing
you a condensed summary of our business continuity plan. The full plan is available upon request.
We plan to quickly recover and resume business operations after a signiﬁcant business
disruption and respond by safeguarding our employees and property, making a ﬁnancial and
operational assessment, protecting the ﬁrm’s books and records, and allowing our customers to
transact business. In short, our business continuity plan is designed to permit our ﬁrm to
resume operations as quickly as possible, given the scope and severity of the signiﬁcant
Signiﬁcant business disruptions can vary in their scope, such as only our ﬁrm, a single building
housing our ﬁrm, the downtown Seattle area, greater metropolitan area, or a larger region.
Depending on the type of disruption, we will transfer our operations to a site outside of the
affected area, and recover and resume business as soon as possible.
In any situation, we plan to continue in business and notify you through our web site
www.cascadiacapital.com or our main telephone number: (206) 436-2500. If the signiﬁcant
business disruption is so severe that it prevents us from remaining in business, we will assist
you in contacting parties related to your transaction.